基于XGBoost算法的颈动脉内膜剥脱术后早期发生脑缺血相关不良事件风险预警模型的建立

    Establishment of a risk warning model for adverse events related to cerebral ischemia in the early stage after carotid endarterectomy based on the XGBoost algorithm

    • 摘要:
      目的: 基于极端梯度提升(XGBoost)算法建立颈动脉内膜剥脱术(carotid endarterectomy,CEA)后早期发生脑缺血相关不良事件的风险预警模型。
      方法: 选取2021年1月至2024年5月208例行CEA症状性颈动脉狭窄病人作为训练集,根据术后30 d内是否发生脑缺血相关不良事件分为发生组、未发生组。另选2024年6月至2025年3月89例病人作为外部验证集。收集发生组、未发生组病人临床资料,采用单因素分析筛选CEA后早期发生脑缺血相关不良事件的预测因素,采用XGBOOT、决策树、随机森林、支持向量机4种常用机器学习算法进行分类预测并对比,选取最佳预测模型,采用SHAP值对其所筛选出的重要特征进行可解释性分析并予以外部验证,评估该模型的预测价值。
      结果: 发生组年龄、BMI、高脂血症占比、对侧颈动脉狭窄占比、hs–CRP高于未发生组(P < 0.05);XGBOOT模型的准确率、AUC分别为87.96%、0.933(95%CI:0.890 ~ 0.963),显著高于决策树61.73%、0.816(95%CI:0.756 ~ 0.866),随机森林82.42%、0.885(95%CI:0.834 ~ 0.925)及支持向量机72.80%、0.842(95%CI:0.785 ~ 0.889)(P < 0.05);XGBOOT模型综合预测性能最佳,其重要特征变量前2位hs–CRP、高脂血症是术后早期发生脑缺血相关不良事件风险的最终预测因素;外部验证结果显示,XGBOOT模型预测术后早期发生脑缺血相关不良事件风险的敏感度、特异度分别为85.71%、91.46%,该模型与临床实际结果的一致性为91.01%,Kappa值为0.554(P < 0.05)。
      结论: 基于XGBOOT模型预测CEA后早期发生脑缺血相关不良事件风险的综合预测性能最佳,hs–CRP、高脂血症是其关键预测因素,据此积极采取防治措施,有助于降低术后早期脑缺血相关不良事件发生率。

       

      Abstract:
      Objective To establish a risk warning model for adverse events related to cerebral ischemia in the early stage after carotid endarterectomy (CEA) based on the XGBoost algorithm.
      Methods A total of 208 symptomatic carotid artery stenosis patients treated with CEA from January 2021 to May 2024 were selected as the training set. The patients were divided into the occurrence group and non-occurrence group based on whether the adverse events related to cerebral ischemia occurred within 30 days after the operation. Another 89 patients from June 2024 to March 2025 were selected as the external validation set. The clinical data of the occurrence group and non-occurrence group were collected. Univariate analysis was used to screen the predictive factors of early cerebral ischemia-related adverse events after CEA. Four common machine learning algorithms, namely XGBOOT, decision tree, random forest and support vector machine, were used for classification prediction and comparison to select the best predictive model. The SHAP values were used to conduct interpretability analysis on the important features screened out and external validation, and the predictive value of model. was evaluated.
      Results The age, BMI, proportion of hyperlipidemia, proportion of contralateral carotid artery stenosis and hs-CRP in the occurrence group were higher than those in non-occurrence group (P < 0.05). The accuracy and AUC of the XGBOOT model were 87.96% and 0.933 (95%CI: 0.890–0.963), respectively, which were significantly higher than those of decision tree61.73% and 0.816 (95%CI: 0.756–0.866), random forest82.42% and 0.885 (95%CI: (0.834–0.925) and support vector machine72.80% and 0.842 (95%CI: 0.785–0.889) (P < 0.05). The XGBOOT model had the best comprehensive predictive performance. The top two important characteristic variables were hs-CRP and hyperlipidemia, which were the ultimate predictive factors for the risk of cerebral ischemia-related adverse events in the early postoperative period. The external validation results showed that the sensitivity and specificity of the XGBOOT model in predicting the risk of early postoperative cerebral ischemia-related adverse events were 85.71% and 91.46%, respectively. The consistency between this model and actual clinical results was 91.01%, and the Kappa value was 0.554 (P < 0.05). ConclusionsThe comprehensive predictive performance of the XGBOOT model for predicting the risk of early cerebral ischemia-related adverse events after CEA is the best. The hs-CRP and hyperlipidemia are its key predictive factors. Based on this, actively taking prevention and treatment measures is helpful to reduce the incidence of early postoperative cerebral ischemia-related adverse events.

       

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